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The evolution, benefits, and challenges of preprints and their interaction with journals
Pippa Smart
Sci Ed. 2022;9(1):79-84.   Published online February 20, 2022
DOI: https://doi.org/10.6087/kcse.269
  • 9,382 View
  • 420 Download
  • 13 Web of Science
  • 23 Crossref
AbstractAbstract PDF
This article presents the growth and development of preprints to help authors, editors, and publishers understand and adopt appropriate strategies for incorporating preprints within their scholarly communication strategies. The article considers: preprint history and evolution, integration of preprints and journals, and the benefits and disadvantages, and challenges that preprints offer. The article discusses the two largest and most established preprint servers, arXiv.org (established in 1991) and SSRN (1994), the OSF (Open Science Foundation) initiative that supported preprint growth (2010), bioRxiv (2013), and medRxiv (2019). It then discusses six different levels of acceptance of preprints within journals: uneasy relationship, acceptance of preprint articles, encouraging authors to preprint their articles, active participation with preprints, submerger by reviewing preprints, and finally merger and overlay models. It is notable that most journals now accept submissions that have been posted as preprints. The benefits of preprints include fast circulation, priority publication, increased visibility, community feedback, and contribution to open science. Disadvantages include information overload, inadequate quality assurance, citation dilution, information manipulation and inflation of results. As preprints become mainstream it is likely that they will benefit authors but disadvantage publishers and journals. Authors are encouraged to preprint their own articles but to be cautious about using preprints as the basis for their own research. Editors are encouraged to develop preprint policies and be aware that double-blind review is not possible with preprinting of articles and that allowing citations to preprints is to be encouraged. In conclusion, journal-related stakeholders should consider preprints as an unavoidable development, taking into consideration both the benefits and disadvantages.

Citations

Citations to this article as recorded by  
  • The importance of rigor in pharmacy research: Challenges and solutions
    Michael R. Gionfriddo, Chyna McClendon, David A. Nolfi, Melissa A. Kalarchian, Jordan R. Covvey
    Research in Social and Administrative Pharmacy.2025; 21(5): 424.     CrossRef
  • Preprint servers and journals: rivals or allies?
    Natascha Chtena, Juan Pablo Alperin, Stephen Pinfield, Alice Fleerackers, Irene V. Pasquetto
    Journal of Documentation.2025;[Epub]     CrossRef
  • Navigating the Madness of Academic Publishing
    Jhonny J M Guedes
    Qeios.2025;[Epub]     CrossRef
  • Seeing the forest for the trees and the changing seasons in the vast land of scholarly publishing
    Soo Jung Shin
    Science Editing.2024; 11(1): 81.     CrossRef
  • To preprint or not to preprint: A global researcher survey
    Rong Ni, Ludo Waltman
    Journal of the Association for Information Science and Technology.2024; 75(6): 749.     CrossRef
  • Open publishing of public health research in Africa: an exploratory investigation of the barriers and solutions
    Pasipanodya Ian Machingura Ruredzo, Dominic Dankwah Agyei, Modibo Sangare, Richard F. Heller
    Insights the UKSG journal.2024;[Epub]     CrossRef
  • Exploring the current dynamics of preprints
    Raj Rajeshwar Malinda, Dipika Mishra, Ruchika Bajaj, Alin Khaliduzzaman
    Current Medical Research and Opinion.2024; 40(6): 1047.     CrossRef
  • Publishing Embargoes and Versions of Preprints: Impact on the Dissemination of Information
    Jaime A. Teixeira da Silva, Chun-Kai (Karl) Huang, Maryna Nazarovets
    Open Information Science.2024;[Epub]     CrossRef
  • Accelerated acceptance time for preprint submissions: a comparative analysis based on PubMed
    Dan Tian, Xin Liu, Jiang Li
    Scientometrics.2024; 129(7): 3787.     CrossRef
  • Are Preprints a Threat to the Credibility and Quality of Artificial Intelligence Literature in the ChatGPT Era? A Scoping Review and Qualitative Study
    Michael Agyemang Adarkwah, A. Y. M. Atiquil Islam, Käthe Schneider, Rose Luckin, Michael Thomas, Jonathan Michael Spector
    International Journal of Human–Computer Interaction.2024; : 1.     CrossRef
  • A perspective on the Center for Open Science (COS) preprint servers
    J. A. Teixeira da Silva
    Science Editor and Publisher.2024; 9(1): 86.     CrossRef
  • Post-Publication Review: Evolution of the Scientific Publishing Workflow
    D. M. Kochetkov
    Economics of Science.2024; 10(3): 8.     CrossRef
  • Partially or fully (“silently”) withdrawn or retracted Center for Open Science preprints
    J.A. Teixeira da Silva
    Central Asian Journal of Medical Hypotheses and Ethics.2024; 5(4): 290.     CrossRef
  • Open Palaeontology: a new model of diamond open access journal for palaeontology
    Harriet B. Drage, Joseph N. Keating, Morten Lunde Nielsen, Farid Saleh, Thomas W. Wong Hearing
    Open Palaeontology.2024;[Epub]     CrossRef
  • Recent Issues in Medical Journal Publishing and Editing Policies: Adoption of Artificial Intelligence, Preprints, Open Peer Review, Model Text Recycling Policies, Best Practice in Scholarly Publishing 4th Version, and Country Names in Titles
    Sun Huh
    Neurointervention.2023; 18(1): 2.     CrossRef
  • Most Preprint Servers Allow the Publication of Opinion Papers
    Jaime A. Teixeira da Silva, Serhii Nazarovets
    Open Information Science.2023;[Epub]     CrossRef
  • The rise of preprints in earth sciences
    Olivier Pourret, Daniel Enrique Ibarra
    F1000Research.2023; 12: 561.     CrossRef
  • The rise of preprints in earth sciences
    Olivier Pourret, Daniel Enrique Ibarra
    F1000Research.2023; 12: 561.     CrossRef
  • Sharing the wealth: a proposal for discipline-based repositories of shared educational resources
    Ellen Austin
    Perspectives: Policy and Practice in Higher Education.2023; 27(4): 131.     CrossRef
  • The experiences of COVID-19 preprint authors: a survey of researchers about publishing and receiving feedback on their work during the pandemic
    Narmin Rzayeva, Susana Oliveira Henriques, Stephen Pinfield, Ludo Waltman
    PeerJ.2023; 11: e15864.     CrossRef
  • An attempt to explain the partial 'silent' withdrawal or retraction of a SAGE Advance preprint
    Jaime A. Teixeira da Silva
    Publishing Research.2023;[Epub]     CrossRef
  • The use and acceptability of preprints in health and social care settings: A scoping review
    Amanda Jane Blatch-Jones, Alejandra Recio Saucedo, Beth Giddins, Robin Haunschild
    PLOS ONE.2023; 18(9): e0291627.     CrossRef
  • Dissemination of Registered COVID-19 Clinical Trials (DIRECCT): a cross-sectional study
    Maia Salholz-Hillel, Molly Pugh-Jones, Nicole Hildebrand, Tjada A. Schult, Johannes Schwietering, Peter Grabitz, Benjamin Gregory Carlisle, Ben Goldacre, Daniel Strech, Nicholas J. DeVito
    BMC Medicine.2023;[Epub]     CrossRef
Original Articles
Preprint acceptance policies of Asian academic society journals in 2020
Ye Jin Choi, Hyung Wook Choi, Soon Kim
Sci Ed. 2021;8(1):10-17.   Published online February 20, 2021
DOI: https://doi.org/10.6087/kcse.224
  • 5,854 View
  • 150 Download
  • 6 Web of Science
  • 7 Crossref
AbstractAbstract PDF
Purpose
In the current era of the coronavirus disease 2019 pandemic, the trend of sharing new research results through preprint platforms is receiving more attention from researchers than ever before. Preprints have been recognized as a primary and essential method to disseminate new findings faster than traditional publications. Therefore, it has become necessary for journals and editors to acknowledge these changes, prepare preprint policies, and notify authors accordingly. This study aimed to review the status of preprint policies of international publishers and Asian academic society journals.
Methods
In total, 383 Asian academic society journals registered in Science Citation Index Expanded were selected as a dataset for analysis between December 11, 2020 and January 8, 2021. Three different parameters were investigated whether each journal had a preprint policy, whether journals allowed preprint manuscripts to be submitted, and whether preprint articles were allowed to be included in the references.
Results
Among the 383 Asian academic society journals from 22 countries, only 28 journals accepted preprint manuscripts, and eight allowed the use of preprint manuscripts as references. Japan had the most journals that both had preprint policies and accepted preprint manuscripts, with 13 journals, followed by Korea with 10 journals.
Conclusion
Despite the limitations of this study, the results show that editors and journal staff should understand the current preprint trend and try to prepare preprint policies that best meet the journals’ and authors’ interests.

Citations

Citations to this article as recorded by  
  • Journal metrics, document network, and conceptual and social structures of the Korean Journal of Anesthesiology from 2017 to July 2022: a bibliometric study
    Sun Huh
    Korean Journal of Anesthesiology.2023; 76(1): 3.     CrossRef
  • The use and acceptability of preprints in health and social care settings: A scoping review
    Amanda Jane Blatch-Jones, Alejandra Recio Saucedo, Beth Giddins, Robin Haunschild
    PLOS ONE.2023; 18(9): e0291627.     CrossRef
  • Promotion to Top-Tier Journal and Development Strategy of the Annals of Laboratory Medicine for Strengthening its Leadership in the Medical Laboratory Technology Category: A Bibliometric Study
    Sun Huh
    Annals of Laboratory Medicine.2022; 42(3): 321.     CrossRef
  • The evolution, benefits, and challenges of preprints and their interaction with journals
    Pippa Smart
    Science Editing.2022; 9(1): 79.     CrossRef
  • Congratulations on Child Health Nursing Research becoming a PubMed Central journal and reflections on its significance
    Sun Huh
    Child Health Nursing Research.2022; 28(1): 1.     CrossRef
  • Korean editors’ and researchers’ experiences with preprints and attitudes towards preprint policies
    Hyun Jung Yi, Sun Huh
    Science Editing.2021; 8(1): 4.     CrossRef
  • Document Network and Conceptual and Social Structures of Clinical Endoscopy from 2015 to July 2021 Based on the Web of Science Core Collection: A Bibliometric Study
    Sun Huh
    Clinical Endoscopy.2021; 54(5): 641.     CrossRef
Korean editors’ and researchers’ experiences with preprints and attitudes towards preprint policies
Hyun Jung Yi, Sun Huh
Sci Ed. 2021;8(1):4-9.   Published online February 20, 2021
DOI: https://doi.org/10.6087/kcse.223
  • 6,350 View
  • 203 Download
  • 7 Web of Science
  • 8 Crossref
AbstractAbstract PDFSupplementary Material
Purpose
This study investigated editors’ and researcher’s experiences with preprints and their attitudes towards preprint policies in Korea.
Methods
From December 30, 2019 to January 10, 2020, a Google Forms survey was mailed to members of the Korean Council of Science Editors and the Korean Federation of Science and Technology Societies. The 16 survey items included two demographic items, six items on experience with preprints, five 5-point Likert-scale items on attitudes towards preprints, and three items on advantages and disadvantages.
Results
Out of 365 respondents, 56 had deposited their manuscripts on preprint servers, while 49 stated that they allowed preprints in their journals. More than half of the respondents expressed favorable attitudes towards prioritizing preprint deposition, promotion of open access, rapid feedback on preprints, earlier citations, and evidence of research work. Responders in engineering had more experience with the concept of preprints, and were more likely to have heard about preprint servers and preprint deposition by other researchers, than those in medicine. Half of the editors disagreed with the need for preprints, for reasons including a lack of scientific integrity, stealing ideas/scooping data, priority issues regarding research ideas, and copyright problems.
Conclusion
The above results showed that preprints are still not actively used in Korea. Although experiences with preprints were not widespread, more than half of the respondents showed favorable attitudes towards preprints. More of a consensus should emerge for preprint policies to be accepted by editors in Korea.

Citations

Citations to this article as recorded by  
  • Preprint servers and journals: rivals or allies?
    Natascha Chtena, Juan Pablo Alperin, Stephen Pinfield, Alice Fleerackers, Irene V. Pasquetto
    Journal of Documentation.2025;[Epub]     CrossRef
  • The use and acceptability of preprints in health and social care settings: A scoping review
    Amanda Jane Blatch-Jones, Alejandra Recio Saucedo, Beth Giddins, Robin Haunschild
    PLOS ONE.2023; 18(9): e0291627.     CrossRef
  • Promotion to Top-Tier Journal and Development Strategy of the Annals of Laboratory Medicine for Strengthening its Leadership in the Medical Laboratory Technology Category: A Bibliometric Study
    Sun Huh
    Annals of Laboratory Medicine.2022; 42(3): 321.     CrossRef
  • Congratulations on Child Health Nursing Research becoming a PubMed Central journal and reflections on its significance
    Sun Huh
    Child Health Nursing Research.2022; 28(1): 1.     CrossRef
  • The evolution, benefits, and challenges of preprints and their interaction with journals
    Pippa Smart
    Science Editing.2022; 9(1): 79.     CrossRef
  • Preprint citation practice in PLOS
    Marc Bertin, Iana Atanassova
    Scientometrics.2022; 127(12): 6895.     CrossRef
  • Attitudes and practices of open data, preprinting, and peer-review—A cross sectional study on Croatian scientists
    Ksenija Baždarić, Iva Vrkić, Evgenia Arh, Martina Mavrinac, Maja Gligora Marković, Lidija Bilić-Zulle, Jadranka Stojanovski, Mario Malički, Sergi Lozano
    PLOS ONE.2021; 16(6): e0244529.     CrossRef
  • Document Network and Conceptual and Social Structures of Clinical Endoscopy from 2015 to July 2021 Based on the Web of Science Core Collection: A Bibliometric Study
    Sun Huh
    Clinical Endoscopy.2021; 54(5): 641.     CrossRef

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